The REAL Lessons of "Soft" Judicial Review
American constitutional scholars who are troubled by the power of our Supreme Court---those who fret over what Alexander Bickel famously called the "countermajoritarian difficulty"---sometimes point to the alternative systems that have been adopted relatively recently by some countries with which we share a common law tradition: in particular, Canada, the U.K., and New Zealand. Using somewhat different mechanisms, in each of these countries, judges have the power to find laws invalid or, what amounts to nearly the same thing, to construe them contrary to their text to find them valid, but legislatures are then empowered to override the judges' decisions. For purposes of simplicity and because it is by now the best established of these "soft" forms of judicial review, here I'll focus primarily on Canada's so-called "Notwithstanding Clause"(Section 33) of the Charter of Rights and Freedoms. It provides:
Last week, I attended a talk by Canadian-born Australian law professor (currently on a visiting gig back in Canada) James Allan. Allan is, like many antipodean law professors, a judicial review skeptic, for the standard reason---he thinks it difficult to justify in a democratic society. The theme of his talk was that Americans in the Bickelian mold are mistaken if they think that "soft" judicial review is, in operation, less countermajoritarian than American-style "hard" judicial review. He noted that in the UK, New Zealand and Canada (with the exception of Quebec), legislative override mechanisms simply are not used. In practice, Allan argued, "soft" judicial review is no different from US-style judicial supremacy.
I don't quarrel with Professor Allan's factual account but I think he draws the wrong lesson. He credits an argument made by Jeremy Waldron (and others) that attributes some of the un-useability of override provisions to their wording. Note, Waldron and Allan say, that the Notwithstanding Clause does not empower Canadian parliaments to declare "we think the Supreme Court misinterpreted the charter and hereby substitute our interpretation." Rather, it requires the overriding parliament to declare that it is violating the Charter itself. Likewise, Allan et al say, under the UK Human Rights Act, although a Law Lords declaration of incompatibility (between a statute and the European Convention on Human Rights) does not invalidate the law, Parliament is given the option of removing the incompatibility, rather than of substituting its judgment on what all could agree are difficult and divisive questions. Thus, the argument goes, the provisions authorizing soft judicial review load the dice in favor of the judicial interpretation: it is treated as the "correct" or "real" meaning of the relevant fundamental rights, and parliament is denominated a violator of such rights. This framing, Allan, Waldron and others say, makes the legislative override unuseable.
I am not persuaded. Note that in the U.S. we have roughly the same convention with respect to legislation. If the Supreme Court interprets a statute to mean X, and Congress thinks it should have been interpreted to mean Y, then when Congress re-writes and re-enacts the statute to say Y, the Courts treat this as a change in the meaning of the statute, rather than as a substitution of one reading for another. But no one is fooled by this convention and it does not stop members of Congress from saying on the floor, to the press, or even in a "findings" section of the amending statute itself, words to the following effect: "We think the Supreme Court got it wrong when it held the original statute meant X, and we are correcting that error." Likewise, there is nothing in Canadian or UK law that would prevent MPs from making analogous statements about judicial interpretations of the Charter or the ECHR.
When I raised the foregoing objection in a question to Professor Allan last week, he said that one hears such talk in the UK but not in Canada. That, to me, suggests that the difference is mostly cultural: Canucks (except when playing hockey) are simply nicer and less argumentative than Brits (although one could, I suppose, argue that the stronger wording of the Canadian Notwithstanding Clause plays some role.)
More broadly, I think the experience under regimes of soft judicial review serves to answer the countermajoritarian difficulty even in regimes of hard judicial review. That experience shows that given the formal option of legislative override, citizens and subjects in countries quite similar to our own---including two (the UK and New Zealand) with no entrenched written Constitution---accept countermajoritarian judicial review as legitimate. This is pretty clear majoritarian support for the countermajoritarian practice of judicial review.
To be clear, that fact does not undermine the normative case against (hard or soft) judicial review. Allan, Waldron and others can still say that in accepting the legitimacy of de facto judicial supremacy, citizens and subjects of these common law countries are making a mistake; they are accepting a less than fully democratic regime. This would be a little like criticizing subjects of a benevolent (or even not-so-benevolent) dictator for accepting the dictator's edicts as legitimate. That's a perfectly sensible move, but note that it is hard to describe it as a move that questions the legitimacy rather than the wisdom of the system being criticized. And for the most part, critics of judicial review have tended to couch their arguments in terms of legitimacy.
Posted by Mike Dorf
(1) Parliament or the legislature of a province may expressly declare in an Act of Parliament or of the legislature, as the case may be, that the Act or a provision thereof shall operate notwithstanding a provision included in section 2 or sections 7 to 15 of this Charter.Section 33 then goes on to specify that a "notwithstanding" declaration expires after 5 years although it may be re-enacted.
(2) An Act or a provision of an Act in respect of which a declaration made under this section is in effect shall have such operation as it would have but for the provision of this Charter referred to in the declaration.
Last week, I attended a talk by Canadian-born Australian law professor (currently on a visiting gig back in Canada) James Allan. Allan is, like many antipodean law professors, a judicial review skeptic, for the standard reason---he thinks it difficult to justify in a democratic society. The theme of his talk was that Americans in the Bickelian mold are mistaken if they think that "soft" judicial review is, in operation, less countermajoritarian than American-style "hard" judicial review. He noted that in the UK, New Zealand and Canada (with the exception of Quebec), legislative override mechanisms simply are not used. In practice, Allan argued, "soft" judicial review is no different from US-style judicial supremacy.
I don't quarrel with Professor Allan's factual account but I think he draws the wrong lesson. He credits an argument made by Jeremy Waldron (and others) that attributes some of the un-useability of override provisions to their wording. Note, Waldron and Allan say, that the Notwithstanding Clause does not empower Canadian parliaments to declare "we think the Supreme Court misinterpreted the charter and hereby substitute our interpretation." Rather, it requires the overriding parliament to declare that it is violating the Charter itself. Likewise, Allan et al say, under the UK Human Rights Act, although a Law Lords declaration of incompatibility (between a statute and the European Convention on Human Rights) does not invalidate the law, Parliament is given the option of removing the incompatibility, rather than of substituting its judgment on what all could agree are difficult and divisive questions. Thus, the argument goes, the provisions authorizing soft judicial review load the dice in favor of the judicial interpretation: it is treated as the "correct" or "real" meaning of the relevant fundamental rights, and parliament is denominated a violator of such rights. This framing, Allan, Waldron and others say, makes the legislative override unuseable.
I am not persuaded. Note that in the U.S. we have roughly the same convention with respect to legislation. If the Supreme Court interprets a statute to mean X, and Congress thinks it should have been interpreted to mean Y, then when Congress re-writes and re-enacts the statute to say Y, the Courts treat this as a change in the meaning of the statute, rather than as a substitution of one reading for another. But no one is fooled by this convention and it does not stop members of Congress from saying on the floor, to the press, or even in a "findings" section of the amending statute itself, words to the following effect: "We think the Supreme Court got it wrong when it held the original statute meant X, and we are correcting that error." Likewise, there is nothing in Canadian or UK law that would prevent MPs from making analogous statements about judicial interpretations of the Charter or the ECHR.
When I raised the foregoing objection in a question to Professor Allan last week, he said that one hears such talk in the UK but not in Canada. That, to me, suggests that the difference is mostly cultural: Canucks (except when playing hockey) are simply nicer and less argumentative than Brits (although one could, I suppose, argue that the stronger wording of the Canadian Notwithstanding Clause plays some role.)
More broadly, I think the experience under regimes of soft judicial review serves to answer the countermajoritarian difficulty even in regimes of hard judicial review. That experience shows that given the formal option of legislative override, citizens and subjects in countries quite similar to our own---including two (the UK and New Zealand) with no entrenched written Constitution---accept countermajoritarian judicial review as legitimate. This is pretty clear majoritarian support for the countermajoritarian practice of judicial review.
To be clear, that fact does not undermine the normative case against (hard or soft) judicial review. Allan, Waldron and others can still say that in accepting the legitimacy of de facto judicial supremacy, citizens and subjects of these common law countries are making a mistake; they are accepting a less than fully democratic regime. This would be a little like criticizing subjects of a benevolent (or even not-so-benevolent) dictator for accepting the dictator's edicts as legitimate. That's a perfectly sensible move, but note that it is hard to describe it as a move that questions the legitimacy rather than the wisdom of the system being criticized. And for the most part, critics of judicial review have tended to couch their arguments in terms of legitimacy.
Posted by Mike Dorf